Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nixon Marc | 5773149 | 1 | 09/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mauricio Antonio Rodriguez Gebran | 7316214 | 1 | 09/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrick Shun Peyton | 5373808 | 2 | 09/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Navarro | 7622420 | 1 | 09/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Igorevna Kayeva | 7046951 | 1 | 09/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles Christopher Mattson | 7076835 | 3 | 09/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Burton Alfred Tienken | 7426899 | 4 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Sandoval Diaz | 7043323 | 2 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Salas | 6677099 | 3 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto Salas | 6677099 | 3 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |