Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Johnny Johnson | 5127933 | 5 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Johnson | 5127933 | 5 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Murray | 7372653 | 2 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Chandler Hardin | 7336690 | 1 | 03/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Burton Alfred Tienken | 7426899 | 4 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Drogo Knight | 7412211 | 2 | 03/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hart | 5455460 | 3 | 03/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Patton | 2055581 | 1 | 03/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Mattice | 6841936 | 6 | 03/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marguerita R Chapman | 2950897 | 4 | 03/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |