Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Clay Frazier | 7386011 | 4 | 04/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Clay Frazier | 7386011 | 4 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Drogo Knight | 7412211 | 2 | 04/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Megan Leann Addison | 7648037 | 5 | 04/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea N Smalley | 5158188 | 2 | 04/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Brountas | 3055206 | 3 | 04/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Burton Alfred Tienken | 7426899 | 4 | 04/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrea N Smalley | 5158188 | 2 | 04/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emily Elizabeth Murray | 7372653 | 2 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnny Johnson | 5127933 | 5 | 03/29/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |