Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jaclyn Alexandria Caruso | 7371957 | 2 | 06/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Andrew Jayson Austin | 7421667 | 1 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony D'Angelo Matos | 6595019 | 1 | 06/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan de Dios Hernandez | 7472017 | 1 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Craig Huxtable | 4141361 | 1 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ginger Ann Miles | 3272754 | 1 | 05/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ivan Alejandro Escarcega Palomares | 7499172 | 3 | 05/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Salvo | 1929747 | 1 | 05/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Nicholas Sceusa | 6327030 | 3 | 05/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sushen Sehgal | 7064795 | 1 | 05/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |