Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Juan Antonio Chavez | 7386595 | 1 | 07/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
David Paul Knight | 7516257 | 1 | 07/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erica Marie Hubert | 6890574 | 4 | 07/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Erica Marie Hubert | 6890574 | 4 | 07/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jared Claude Bramlet | 6849655 | 1 | 07/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Ernest Metayer | 7582409 | 3 | 06/22/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Ernest Metayer | 7582409 | 3 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William Ernest Metayer | 7582409 | 3 | 06/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Devan Alia Woodward | 7371215 | 2 | 06/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Clareese Magen Hoxha | 7815949 | 2 | 06/11/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |