Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniella Quintero | 7175947 | 1 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaobing Li | 7127566 | 3 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaobing Li | 7127566 | 3 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Xiaobing Li | 7127566 | 3 | 08/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Duncan Alexis McClure | 7624944 | 1 | 07/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaclyn Alexandria Caruso | 7371957 | 2 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexander Steele Templeton | 6686149 | 1 | 07/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Cromartie | 7232621 | 1 | 07/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett Wade Hargis | 7449174 | 3 | 07/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Chance Hill | 7069313 | 1 | 07/22/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |