Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jean-Paul G Fauvel | 4952898 | 4 | 09/06/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Clay Frazier | 7386011 | 4 | 09/03/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garrett Wade Hargis | 7449174 | 3 | 09/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Austin Scott Lowery | 6615383 | 1 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Guadalupe Conover | 7454717 | 1 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael David Spiro | 2718933 | 1 | 08/26/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Popp | 6448303 | 5 | 08/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nina Shante Dearwater | 5897739 | 1 | 08/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles Christopher Mattson | 7076835 | 3 | 08/18/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rui Mao | 7385950 | 1 | 08/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |