Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Andrew Okeefe | 7606618 | 1 | 10/28/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tunisia Philpot McCray | 4233796 | 1 | 10/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irina Pozdnyakova | 7692103 | 1 | 10/21/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Penoyer | 7293440 | 2 | 10/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Marie Hubert | 6890574 | 4 | 10/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Marie Hubert | 6890574 | 4 | 09/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelo Lipps Joseph Ferro | 7118725 | 1 | 09/17/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven John Foster | 5640879 | 1 | 09/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Penoyer | 7293440 | 2 | 09/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonard Mead Newton | 6673929 | 1 | 09/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |