Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Llewellyn Vanderslice | 2207699 | 2 | 12/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Michael Teleposky | 7073122 | 1 | 12/14/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Chong | 5538674 | 1 | 12/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Karvoris Standberry | 7441719 | 3 | 12/10/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Lee Vanauker | 7441039 | 1 | 12/02/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rebecca Lorian Krauss | 7456082 | 2 | 11/16/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Hart | 5455460 | 3 | 11/15/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jasmine Pratt | 5997784 | 2 | 11/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jasmine Pratt | 5997784 | 2 | 11/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Milton McClain | 7452402 | 2 | 11/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |