Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Lee Hutchinson | 2429510 | 1 | 11/16/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Heather Michelle Hart | 4518363 | 1 | 03/04/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ray T Wimmer | 5424877 | 1 | 11/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Derek A Nichols | 5246641 | 1 | 10/21/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Michael Vance | 2365502 | 1 | 11/25/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Francis Griffith | 2208924 | 1 | 01/06/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Richard Woodcox | 3120769 | 1 | 12/10/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Gene Leckington | 3018957 | 2 | 09/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Peterrobert Valeri | 3171961 | 2 | 01/20/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |