Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Garrick Ry Carter | 5575547 | 1 | 08/21/2017 | Customer Dispute | Denied | $43,838.90 | $0.00 | See FINRA Report |
| Ryan Tyrrell Patrick | 5904654 | 2 | 08/10/2017 | Customer Dispute | Denied | $20,200.00 | $0.00 | See FINRA Report |
| Lenz Rodmy Gutierrez | 5388628 | 1 | 05/31/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Eric Anthony Piesnikowski | 5633548 | 1 | 05/30/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Alfredo Samuel Vidrio | 4634816 | 1 | 05/21/2017 | Customer Dispute | Denied | $7,026.83 | $0.00 | See FINRA Report |
| Shaun J Groneck | 5151175 | 1 | 04/27/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Thomas John Udzielak | 5511676 | 1 | 04/07/2017 | Customer Dispute | Denied | $13,528.00 | $0.00 | See FINRA Report |
| Hector Miguel Gonzalez | 5756135 | 1 | 04/06/2017 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Vivian Liu | 2932562 | 1 | 04/03/2017 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Paul James Dicostanzo | 4465121 | 1 | 03/31/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |