Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy S Yazawa | 6433727 | 1 | 05/22/2018 | Customer Dispute | Denied | $5,682.00 | $0.00 | See FINRA Report |
| Michael Scott Ralston | 2753784 | 1 | 05/07/2018 | Customer Dispute | Denied | $495,631.00 | $0.00 | See FINRA Report |
| Mike Steven Maurno | 6069472 | 1 | 04/24/2018 | Customer Dispute | Denied | $164,000.00 | $0.00 | See FINRA Report |
| Garrett Brent Jensen | 6602365 | 1 | 04/10/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Andrew William Church | 5931210 | 1 | 03/11/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Schenk Vandenberg | 6158603 | 1 | 03/09/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Sandra Standifer Fennell | 5373394 | 1 | 03/05/2018 | Customer Dispute | Denied | $12,409.00 | $0.00 | See FINRA Report |
| Marcus Rafael Sarzalejo | 5468823 | 1 | 03/01/2018 | Customer Dispute | Denied | $5,548.00 | $0.00 | See FINRA Report |
| Vincent Wu | 4410019 | 1 | 01/12/2018 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Elizabeth Ann Rohrman | 5932702 | 1 | 12/29/2017 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |