Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Karl Klindt | 5905595 | 1 | 12/10/2018 | Customer Dispute | Denied | $30,313.00 | $0.00 | See FINRA Report |
| Jared James Dunton | 5520579 | 1 | 12/04/2018 | Customer Dispute | Denied | $7,324.94 | $0.00 | See FINRA Report |
| Jonathan Paul Reheuser | 3050436 | 1 | 10/29/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose MacAraeg Leoncio | 6101679 | 1 | 10/22/2018 | Customer Dispute | Denied | $49,181.00 | $0.00 | See FINRA Report |
| Everett George Oppel | 5570308 | 1 | 09/18/2018 | Customer Dispute | Denied | $24,000.00 | $0.00 | See FINRA Report |
| Giacomo Parente | 4924478 | 2 | 08/22/2018 | Customer Dispute | Denied | $15,287.00 | $0.00 | See FINRA Report |
| Brandon Rex Carlisle | 5215666 | 1 | 08/07/2018 | Customer Dispute | Denied | $17,600.00 | $0.00 | See FINRA Report |
| Justin Allen Parisi | 5604816 | 1 | 08/02/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Donald Anthony Canade | 2540434 | 3 | 07/02/2018 | Customer Dispute | Denied | $79,506.00 | $0.00 | See FINRA Report |
| Andrew Choi Liss | 6362476 | 1 | 06/06/2018 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |