Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marion Jay Tucker | 3257887 | 2 | 12/17/2019 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jovin Purayampallil Jackson | 5867073 | 1 | 11/20/2019 | Customer Dispute | Denied | $5,563.12 | $0.00 | See FINRA Report |
| Michael Joseph Nienaber | 6664193 | 1 | 07/10/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Cliff C Sulcer | 5553302 | 1 | 06/19/2019 | Customer Dispute | Denied | $45,363.40 | $0.00 | See FINRA Report |
| Gary McDaniel | 5397719 | 1 | 05/13/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nicholas Don Johnson | 5941872 | 1 | 05/13/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Heather Lane Bell | 4802642 | 1 | 04/03/2019 | Customer Dispute | Denied | $18,834.00 | $0.00 | See FINRA Report |
| Brett Alan Leclaire | 4245719 | 1 | 02/19/2019 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott Bennett Levinson | 4664310 | 1 | 01/14/2019 | Customer Dispute | Denied | $16,320.00 | $0.00 | See FINRA Report |
| Philip Scott Lee | 5902008 | 1 | 01/03/2019 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |