Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam T Wilson | 5285349 | 1 | 04/27/2020 | Customer Dispute | Denied | $47,250.00 | $0.00 | See FINRA Report |
| Kevin R Alexander | 5804001 | 2 | 04/27/2020 | Customer Dispute | Denied | $31,632.20 | $0.00 | See FINRA Report |
| Nicholas Edward Alencewicz | 6592314 | 1 | 04/14/2020 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Richard William Harrison | 6810926 | 1 | 04/11/2020 | Customer Dispute | Denied | $5,570.72 | $0.00 | See FINRA Report |
| Dustin J Speth | 4408762 | 1 | 03/31/2020 | Customer Dispute | Denied | $9,400.00 | $0.00 | See FINRA Report |
| Ryan Tyrrell Patrick | 5904654 | 2 | 03/17/2020 | Customer Dispute | Denied | $60,096.00 | $0.00 | See FINRA Report |
| Ryan Michael Gordon | 5174604 | 1 | 03/17/2020 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Mark Maldonado | 2494010 | 2 | 03/02/2020 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Deanna Michele Savarese | 5508848 | 1 | 01/28/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Harry Fulchino | 4837308 | 1 | 01/12/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |