Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Richard Eklin | 5880881 | 1 | 03/15/2021 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Michael Mogavero | 1869961 | 1 | 02/16/2021 | Customer Dispute | Denied | $5,854.05 | $0.00 | See FINRA Report |
| Sean Palmer Hanks | 2448406 | 1 | 02/05/2021 | Customer Dispute | Denied | $18,506.00 | $0.00 | See FINRA Report |
| Vivian Herding Griffith | 4235014 | 1 | 12/14/2020 | Customer Dispute | Denied | $369,124.00 | $0.00 | See FINRA Report |
| Pablo Enrique Salinas | 5915248 | 1 | 10/08/2020 | Customer Dispute | Denied | $46,000.00 | $0.00 | See FINRA Report |
| Joseph McManus | 6907731 | 2 | 08/18/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathaniel Brian Spangler | 6188007 | 1 | 07/20/2020 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Amit Janak Patel | 6824526 | 4 | 05/22/2020 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Keith Wagner | 6644380 | 1 | 05/03/2020 | Customer Dispute | Denied | $62,500.00 | $0.00 | See FINRA Report |
| Amit Janak Patel | 6824526 | 4 | 04/28/2020 | Customer Dispute | Denied | $225,204.00 | $0.00 | See FINRA Report |