Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Paul Weise | 3058721 | 1 | 08/14/2002 | Customer Dispute | Denied | $91,816.50 | $0.00 | See FINRA Report |
| Sharon Joyce Cartotto | 1693008 | 1 | 02/21/2002 | Customer Dispute | Denied | $21,000.00 | $0.00 | See FINRA Report |
| Brandon Alan Kanagy | 2918933 | 2 | 12/13/2001 | Customer Dispute | Denied | $5,156.00 | $0.00 | See FINRA Report |
| Paolo Diego Rocca | 2326803 | 1 | 10/11/2001 | Customer Dispute | Denied | $129,000.00 | $0.00 | See FINRA Report |
| Heath Cassidy Odom | 2365125 | 1 | 08/07/2001 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Christopher Adam Dimarco | 1532740 | 1 | 05/16/2001 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Brandon Alan Kanagy | 2918933 | 2 | 03/09/2001 | Customer Dispute | Denied | $6,556.38 | $0.00 | See FINRA Report |
| Peter Hampton Rushton | 2101969 | 1 | 01/19/2001 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Steven George Dickel | 2227950 | 2 | 01/08/2001 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Douglas Alan Mouser | 3070116 | 2 | 11/16/2000 | Customer Dispute | Denied | $5,600.00 | $0.00 | See FINRA Report |