Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Juan Posada | 726600 | 1 | 02/22/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| David Stuart Lesser | 2042203 | 1 | 02/17/2008 | Customer Dispute | Denied | $14,589.00 | $0.00 | See FINRA Report |
| Todd A Marotta | 2941362 | 1 | 11/27/2007 | Customer Dispute | Denied | $18,608.00 | $0.00 | See FINRA Report |
| Zachary Frank Marshall | 1454709 | 1 | 09/14/2007 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Thomas Matthew Carney | 3168527 | 1 | 08/21/2007 | Customer Dispute | Denied | $7,702.23 | $0.00 | See FINRA Report |
| Robert Louis van Erem | 4418839 | 2 | 08/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Eugene Nichols | 4080260 | 2 | 07/27/2007 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Kimberly Beth Boucher | 4541881 | 1 | 07/28/2006 | Customer Dispute | Denied | $6,458.60 | $0.00 | See FINRA Report |
| David Alan Savitz | 3044912 | 2 | 04/17/2006 | Customer Dispute | Denied | $9,130.00 | $0.00 | See FINRA Report |
| Vincent Armand | 2822952 | 3 | 07/11/2005 | Customer Dispute | Denied | $12,769.10 | $0.00 | See FINRA Report |