Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Michael Kantz | 4027718 | 1 | 10/30/2008 | Customer Dispute | Denied | $7,121.56 | $0.00 | See FINRA Report |
| David Carl Ursem | 3107760 | 1 | 10/29/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Wurster | 4255674 | 1 | 10/22/2008 | Customer Dispute | Denied | $22,644.10 | $0.00 | See FINRA Report |
| Harsh Ashok Pradhan | 2615202 | 1 | 10/20/2008 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Matthew R Philips | 5138913 | 1 | 10/16/2008 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Jacob Edward Rather | 5070818 | 1 | 10/14/2008 | Customer Dispute | Denied | $187,625.00 | $0.00 | See FINRA Report |
| Andy Colon | 5066136 | 1 | 09/15/2008 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Brent William Scott | 2398905 | 1 | 09/15/2008 | Customer Dispute | Denied | $31,881.30 | $0.00 | See FINRA Report |
| Victor A de Medeiros | 4027043 | 1 | 09/12/2008 | Customer Dispute | Denied | $11,629.30 | $0.00 | See FINRA Report |
| Douglas Rundle Vollette | 2716481 | 1 | 08/03/2008 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |