Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Patrick Tolle | 4175980 | 1 | 02/11/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Timothy Michael O'Connors | 3186378 | 1 | 01/01/2009 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Leon Edward Hires | 4696332 | 1 | 12/30/2008 | Customer Dispute | Denied | $6,100.00 | $0.00 | See FINRA Report |
| Travis William Stewart | 3140391 | 2 | 12/29/2008 | Customer Dispute | Denied | $7,193.00 | $0.00 | See FINRA Report |
| Jason Douglas Boothroyd | 5130463 | 2 | 12/29/2008 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Daniel Alan Slowinski | 2677759 | 1 | 12/26/2008 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Robert Victor Devoe | 2857536 | 1 | 12/15/2008 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Scott Alan Lewandowski | 4164229 | 1 | 11/13/2008 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Mark D MacArthur | 5092042 | 1 | 11/04/2008 | Customer Dispute | Denied | $36,035.40 | $0.00 | See FINRA Report |
| Bradley Scott Rush | 2432478 | 1 | 10/30/2008 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |