Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Lee Diamond | 1602991 | 3 | 07/07/2009 | Customer Dispute | Denied | $37,529.00 | $0.00 | See FINRA Report |
| Carol Lynn Beyett | 4125057 | 1 | 06/24/2009 | Customer Dispute | Denied | $375,000.00 | $0.00 | See FINRA Report |
| Michelle Rang Howell | 4374131 | 1 | 05/26/2009 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Lawrence B Weil | 1788443 | 1 | 05/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Llewellyn Vanderslice | 2207699 | 2 | 05/05/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sage Tomlin Bahre | 2369132 | 3 | 04/27/2009 | Customer Dispute | Denied | $176,000.00 | $0.00 | See FINRA Report |
| William Haig Kalwas | 4933931 | 1 | 04/03/2009 | Customer Dispute | Denied | $32,801.00 | $0.00 | See FINRA Report |
| Clyde Morgan Chandler | 4047042 | 1 | 03/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Rodny | 2537842 | 1 | 02/25/2009 | Customer Dispute | Denied | $30,190.40 | $0.00 | See FINRA Report |
| Jacob W Rankin | 4195294 | 1 | 02/18/2009 | Customer Dispute | Denied | $12,818.60 | $0.00 | See FINRA Report |