Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey R Leichman | 4597292 | 2 | 02/16/2011 | Customer Dispute | Denied | $11,800.00 | $0.00 | See FINRA Report |
| Elise Baron | 5010554 | 1 | 12/22/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Raymond Eugene Nichols | 4080260 | 2 | 10/22/2010 | Customer Dispute | Denied | $7,337.81 | $0.00 | See FINRA Report |
| Christopher Stevely Bracy | 5081973 | 2 | 09/14/2010 | Customer Dispute | Denied | $8,338.73 | $0.00 | See FINRA Report |
| Julie Catherine Lavelle | 4215827 | 2 | 07/22/2010 | Customer Dispute | Denied | $13,633.90 | $0.00 | See FINRA Report |
| Andrew Thomas Epstein | 4641792 | 1 | 03/11/2010 | Customer Dispute | Denied | $24,082.00 | $0.00 | See FINRA Report |
| Oscar Rolando Barillas | 2992136 | 1 | 02/11/2010 | Customer Dispute | Denied | $107,385.00 | $0.00 | See FINRA Report |
| Alfonso Alejandre Jr | 2396318 | 1 | 02/04/2010 | Customer Dispute | Denied | $10,181.50 | $0.00 | See FINRA Report |
| Bradley David Boogren | 4509326 | 1 | 12/29/2009 | Customer Dispute | Denied | $64,653.00 | $0.00 | See FINRA Report |
| John-Paul Barry | 4062726 | 1 | 09/04/2009 | Customer Dispute | Denied | $230,000.00 | $0.00 | See FINRA Report |