Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Park | 4969443 | 1 | 06/11/2012 | Customer Dispute | Denied | $9,140.00 | $0.00 | See FINRA Report |
| Jeffrey Scott Hughes | 4381929 | 1 | 03/30/2012 | Customer Dispute | Denied | $56,950.00 | $0.00 | See FINRA Report |
| Thomas Frietch | 5199442 | 1 | 01/13/2012 | Customer Dispute | Denied | $19,495.00 | $0.00 | See FINRA Report |
| Mark Raymond Prunier | 4228545 | 1 | 01/13/2012 | Customer Dispute | Denied | $19,495.00 | $0.00 | See FINRA Report |
| Arjay Sy Ignacio | 4881841 | 1 | 01/09/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Templeton Kichline | 2871269 | 1 | 11/17/2011 | Customer Dispute | Denied | $7,107.50 | $0.00 | See FINRA Report |
| Charles Andrew Cristin | 5426664 | 1 | 08/21/2011 | Customer Dispute | Denied | $10,892.20 | $0.00 | See FINRA Report |
| Sammy Junito Carrasquillo | 5084216 | 2 | 08/08/2011 | Customer Dispute | Denied | $19,902.40 | $0.00 | See FINRA Report |
| John Allan Ebenal | 4092708 | 1 | 05/03/2011 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Gary Ray Wheeler | 2150603 | 1 | 04/11/2011 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |