Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Morgan Obsuth | 5534226 | 1 | 12/12/2013 | Customer Dispute | Denied | $108,414.00 | $0.00 | See FINRA Report |
| Christopher Daniel Hodge | 4207217 | 1 | 12/12/2013 | Customer Dispute | Denied | $108,414.00 | $0.00 | See FINRA Report |
| Ryan Bruce Flaten | 5938211 | 1 | 11/14/2013 | Customer Dispute | Denied | $8,779.84 | $0.00 | See FINRA Report |
| Timothy Parker | 4895464 | 1 | 10/01/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Edward Kiley | 4388156 | 5 | 10/01/2013 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Gregg Shepard Sherman | 5510672 | 1 | 09/04/2013 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Handal | 5860525 | 1 | 08/29/2013 | Customer Dispute | Denied | $6,878.92 | $0.00 | See FINRA Report |
| Jeffrey David Cooper | 4365537 | 1 | 05/28/2013 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Robert Scott Adams | 2928487 | 1 | 12/10/2012 | Customer Dispute | Denied | $91,979.50 | $0.00 | See FINRA Report |
| Justin A Guerra | 4976390 | 1 | 07/10/2012 | Customer Dispute | Denied | $8,614.61 | $0.00 | See FINRA Report |