Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Kiley | 4388156 | 5 | 01/21/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Browne McShay | 5380800 | 1 | 11/11/2014 | Customer Dispute | Denied | $300,000.00 | $0.00 | See FINRA Report |
| Patrick William Anderson | 6183759 | 1 | 10/31/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David A Roberson | 5287855 | 1 | 10/16/2014 | Customer Dispute | Denied | $6,532.28 | $0.00 | See FINRA Report |
| Matthew Vella | 5274850 | 1 | 10/02/2014 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Jason Aulicino | 4943493 | 2 | 06/13/2014 | Customer Dispute | Denied | $5,579.00 | $0.00 | See FINRA Report |
| Fernando de Marcaida Poe | 5220849 | 1 | 03/11/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Ali Hamedi | 5512020 | 1 | 02/24/2014 | Customer Dispute | Denied | $22,193.30 | $0.00 | See FINRA Report |
| David Alan Savitz | 3044912 | 2 | 02/05/2014 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Daniel Walter Papadatos | 3204432 | 1 | 12/18/2013 | Customer Dispute | Denied | $26,420.30 | $0.00 | See FINRA Report |