Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Michael Lilley | 5415730 | 1 | 10/02/2015 | Customer Dispute | Denied | $12,874.30 | $0.00 | See FINRA Report |
| Christopher Raymond Mata | 5437681 | 1 | 10/01/2015 | Customer Dispute | Denied | $10,093.00 | $0.00 | See FINRA Report |
| John Anthony Aubertin | 5453523 | 2 | 09/11/2015 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Christopher Stephen O'Dell | 5633710 | 1 | 08/19/2015 | Customer Dispute | Denied | $6,510.00 | $0.00 | See FINRA Report |
| Kyle K Warner | 5288308 | 1 | 06/10/2015 | Customer Dispute | Denied | $6,257.76 | $0.00 | See FINRA Report |
| Rachel Gagnon Rabinovich | 4941140 | 1 | 05/20/2015 | Customer Dispute | Denied | $6,243.19 | $0.00 | See FINRA Report |
| David Andrew Lavallee | 5144984 | 1 | 05/14/2015 | Customer Dispute | Denied | $5,489.00 | $0.00 | See FINRA Report |
| Brandon Fielder | 5786271 | 1 | 03/12/2015 | Customer Dispute | Denied | $2,474.51 | $0.00 | See FINRA Report |
| Brian Andrew Artus | 3013666 | 1 | 03/06/2015 | Customer Dispute | Denied | $31,003.80 | $0.00 | See FINRA Report |
| Corey Aaron Proctor | 5736789 | 1 | 03/04/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |