Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Maul | 5903898 | 2 | 02/10/2016 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Anthony Lyons | 2405670 | 1 | 02/09/2016 | Customer Dispute | Denied | $48,360.50 | $0.00 | See FINRA Report |
| Jeffrey Wayne Tillman | 4923828 | 1 | 02/09/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Alexander S Green | 5458507 | 1 | 02/09/2016 | Customer Dispute | Denied | $17,353.00 | $0.00 | See FINRA Report |
| Cole F Hale | 5293416 | 1 | 02/02/2016 | Customer Dispute | Denied | $240,000.00 | $0.00 | See FINRA Report |
| Stephanie R Comisar | 5422072 | 1 | 01/16/2016 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Benjamin Elba Miller | 4805200 | 2 | 12/30/2015 | Customer Dispute | Denied | $20,736.00 | $0.00 | See FINRA Report |
| Timothy J Wolfe | 5625278 | 1 | 11/03/2015 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Michael John Kiritsy | 5716917 | 1 | 10/25/2015 | Customer Dispute | Denied | $9,158.78 | $0.00 | See FINRA Report |
| Donald Andrew Cross | 5746624 | 2 | 10/16/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |