Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christian Malcolm Wallis | 5037949 | 1 | 07/07/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Ali H Kasap | 5492255 | 2 | 07/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael John Dorsey | 5557851 | 1 | 06/24/2016 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Derek James Cook | 5583801 | 1 | 06/22/2016 | Customer Dispute | Denied | $11,716.00 | $0.00 | See FINRA Report |
| Elvia R Callahan | 4911914 | 1 | 06/16/2016 | Customer Dispute | Denied | $5,700.00 | $0.00 | See FINRA Report |
| Phillip Robert Deboalt | 4407474 | 1 | 06/09/2016 | Customer Dispute | Denied | $5,239.19 | $0.00 | See FINRA Report |
| Bonnie Lynn Akiri | 2832930 | 1 | 05/23/2016 | Customer Dispute | Denied | $31,765.90 | $0.00 | See FINRA Report |
| Blair Matthew Chozen | 6117657 | 1 | 05/22/2016 | Customer Dispute | Denied | $21,500.00 | $0.00 | See FINRA Report |
| Vadim Lovinsky | 3261379 | 1 | 05/13/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Maul | 5903898 | 2 | 04/28/2016 | Customer Dispute | Denied | $7,050.00 | $0.00 | See FINRA Report |