Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Anthony Joseph Muschitiello | 2888928 | 1 | 03/15/2017 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
Benjamin Elba Miller | 4805200 | 2 | 03/10/2017 | Customer Dispute | Denied | $51,500.00 | $0.00 | See FINRA Report |
Nicholas Gerald Liguori | 5754265 | 1 | 03/07/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
Daniel Jason Aulicino | 4943493 | 2 | 12/27/2016 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
Luke Fleron Morris | 5614976 | 1 | 12/21/2016 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
Douglas Alan Mouser | 3070116 | 2 | 11/22/2016 | Customer Dispute | Denied | $18,816.90 | $0.00 | See FINRA Report |
Monica Mary Biskup | 4139618 | 1 | 10/13/2016 | Customer Dispute | Denied | $29,230.00 | $0.00 | See FINRA Report |
David Guy Kelly | 5334489 | 1 | 09/23/2016 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
Thomas Zebulon Scott | 6045359 | 4 | 09/12/2016 | Customer Dispute | Denied | $21,922.00 | $0.00 | See FINRA Report |
Steven George Dickel | 2227950 | 2 | 08/03/2016 | Customer Dispute | Denied | $280,000.00 | $0.00 | See FINRA Report |