Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandyn Alexander Gonzalez | 7420034 | 1 | 07/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Corin Brannon | 7412225 | 1 | 07/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Foster Ofori Kyei | 6479268 | 3 | 07/22/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Riddle | 4928406 | 1 | 07/16/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael B Gilbert | 6599395 | 1 | 07/12/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Michelle Windsor | 6634887 | 1 | 06/26/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandt Aaron Kidwell | 6067727 | 1 | 06/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michel Martins Pertile | 6408591 | 2 | 06/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Meena Guirguis | 7518598 | 2 | 03/04/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nhan Nguyen | 7035551 | 1 | 02/23/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |