Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Duff Glass | 6592387 | 1 | 12/23/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Foster Ofori Kyei | 6479268 | 3 | 10/07/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Riley Fultz | 6557697 | 3 | 06/10/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Abraham A Aviles | 6534685 | 1 | 05/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Quinn Gority | 5805090 | 1 | 05/05/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vourdanne Ignegongba | 7497710 | 1 | 05/02/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeff Paul Leclerc | 6118826 | 1 | 03/27/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis John Gorman | 5780991 | 1 | 02/20/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ian Stevens | 6236475 | 2 | 10/19/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca James | 7647985 | 2 | 09/03/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |