Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brett Alexander Gigliotti | 5833636 | 2 | 07/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Michael Elkhoury | 7182666 | 1 | 05/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tara Nicole Walker | 6702361 | 1 | 05/22/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Fitts | 7499095 | 2 | 04/26/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arjun Vijay Suthar | 6746666 | 1 | 01/25/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tyler Dowling | 7691490 | 1 | 11/30/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick O'Neal Hall | 5840334 | 1 | 11/23/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Troy Williams | 4773400 | 2 | 11/16/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bethany Ann Christianson | 7664395 | 1 | 10/24/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Garren Schultz | 7826232 | 2 | 09/05/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |