Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Grant Sims | 6509853 | 1 | 08/10/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Moeser | 7795110 | 1 | 04/30/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Collin Nally | 7452869 | 1 | 12/31/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Frederick Steinmetz | 6828529 | 1 | 11/23/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfredo Santos Howard | 7641187 | 1 | 11/21/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Wasson | 7497712 | 1 | 11/06/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marshall Conrad | 6218644 | 1 | 09/11/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dustin Thomas Rodgers | 6612718 | 1 | 08/30/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Miro Fain | 6049272 | 1 | 08/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dallin Keith Stoker | 7473135 | 1 | 07/29/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |