Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Joseph Harris | 7606690 | 2 | 03/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam Walter Perkins | 7471380 | 1 | 12/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell Lynn Jeanis | 5399568 | 1 | 11/24/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Dean Pietrzak | 6213213 | 1 | 08/09/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Coffee | 7444048 | 1 | 01/29/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Benenati | 7421644 | 1 | 12/23/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Joseph Valverde | 6758546 | 1 | 12/11/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Duncan Lynn Strickland | 7462446 | 1 | 10/07/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua A Frieze | 6254164 | 1 | 09/21/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carson William Dean | 7624930 | 2 | 09/20/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |