Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian M Novotny | 5994453 | 2 | 11/12/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Duggan Callahan | 2231390 | 1 | 08/02/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Wareham | 2390739 | 1 | 06/10/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Peterrobert Valeri | 3171961 | 2 | 01/20/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Stuart Grant | 2239483 | 1 | 10/30/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Lee Morris | 1653658 | 1 | 06/11/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Jo Freeman | 6869176 | 1 | 02/02/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maurice Michael Seitter | 2410811 | 1 | 03/26/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Leeroy Gana | 6530765 | 1 | 05/03/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |