Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kami Jo Palmer | 2765780 | 1 | 02/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Doyle Oliver | 2691561 | 1 | 01/05/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lisa Lisman Purcell | 2475482 | 1 | 10/03/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Michael Saben | 4908594 | 1 | 06/23/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Jean Palin | 2580674 | 1 | 06/19/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Peyton Dick | 2206561 | 1 | 06/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Philip P Vidic | 5526694 | 1 | 12/21/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Rollins | 2751924 | 2 | 07/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Michael Liddell | 2407986 | 1 | 03/20/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Carolyn Ann Thompson | 1637885 | 1 | 12/16/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |