Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Sacks | 2541016 | 1 | 02/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shaun Marshall Taylor | 5068549 | 2 | 02/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shaun Marshall Taylor | 5068549 | 2 | 02/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Andrew Trevino | 2056957 | 4 | 01/08/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Andrew Trevino | 2056957 | 4 | 09/07/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Cucuiat | 5108180 | 2 | 05/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Armand | 2822952 | 3 | 01/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Ringler | 7815398 | 1 | 08/09/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Meinhardt | 7051382 | 1 | 05/04/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Bloeser | 5471842 | 1 | 02/16/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |