Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Arpin | 4602151 | 2 | 01/13/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glynda Ann Dennis | 2742520 | 2 | 01/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda R Lansdell | 2624804 | 1 | 12/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Glynda Ann Dennis | 2742520 | 2 | 12/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eduardo Alejandro Arana | 6989595 | 1 | 07/06/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Dixon Scott Hopkins | 4996418 | 2 | 06/01/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allison Claire Hughes | 5355162 | 1 | 05/02/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Roberson | 6863510 | 1 | 03/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Katheryn Phoebe Vance Pine-Holmes | 4910694 | 1 | 09/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Frederick Davis | 4246499 | 1 | 08/30/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |