Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michel Martins Pertile | 6408591 | 2 | 03/05/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Dixon Scott Hopkins | 4996418 | 2 | 02/22/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Crawford Houston | 4052239 | 1 | 02/11/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Oren Davis | 5873204 | 1 | 12/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Janessa Denise Hawk | 5243221 | 1 | 12/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chester Loranzo Williams | 5722346 | 3 | 11/10/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Matthew Floyd | 5141898 | 1 | 11/05/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Bradley Creedle | 4258099 | 1 | 10/31/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Sean Raposa | 4215629 | 1 | 09/26/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Hopkins Staples | 4282136 | 1 | 09/12/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |