Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Set Degracia | 6233402 | 5 | 11/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Michelle Calhoun | 4216320 | 3 | 11/16/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Brandon Hobby | 6394531 | 1 | 11/02/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Neda Tavakoli | 5430474 | 1 | 06/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond A Diffee | 5178878 | 3 | 06/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chad Andrew Pick | 5641764 | 1 | 05/13/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Julian Geiger | 6618166 | 1 | 04/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin R Alexander | 5804001 | 2 | 04/09/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Diana Williams | 5440366 | 1 | 04/06/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Telesforo de La Cruz | 5437865 | 4 | 01/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |