Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Noyle | 6476942 | 1 | 07/25/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Derek Ramos | 6148445 | 1 | 07/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mike Stephen Green | 5489425 | 2 | 07/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hans Cole | 4530721 | 1 | 06/28/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Daniel Karry | 5086151 | 1 | 05/30/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Samuel Merrow | 6831673 | 1 | 04/10/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edil Llanos | 6545763 | 1 | 01/29/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Shawn Francis Whelan | 5824588 | 1 | 01/27/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pamela Michelle Calhoun | 4216320 | 3 | 12/20/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Collin Calabrese | 6048930 | 2 | 12/03/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |