Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Oliver Karnes | 7322824 | 2 | 11/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Robert Garrabrant | 7582382 | 1 | 10/26/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Seth Allyn Balduc | 7044896 | 1 | 08/24/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Noah Robert Smith | 7386002 | 1 | 06/25/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alexander Sydorak | 7457553 | 2 | 05/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Waijun Young | 7222387 | 1 | 01/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hamasseh Pourhamzeh | 7147225 | 1 | 01/01/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alex Christopher Horley | 7402465 | 1 | 09/12/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chase Matthew St. Laurent | 7505664 | 1 | 08/21/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Keegan T Coolbaugh | 7624967 | 1 | 06/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |