Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristen Nicole Panariello | 5941368 | 1 | 12/08/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christian Lizette Arechiga | 6266665 | 1 | 11/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Pemberton | 7655661 | 1 | 09/28/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephanie Lynn Zavos | 5831902 | 1 | 07/20/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Lynn Cosgrove | 6525421 | 4 | 07/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Lynn Cosgrove | 6525421 | 4 | 07/07/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Chantz Joseph Kwapick | 6849909 | 1 | 06/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Lassalle | 5384955 | 1 | 04/22/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Stewart Fleming | 6850220 | 1 | 02/26/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Jefferson Hutchens | 5969496 | 2 | 02/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |