Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ovaldo Caraveo | 7054743 | 1 | 04/12/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald Francis Griffith | 5486044 | 2 | 04/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lauren Kristine Falk | 6721422 | 1 | 02/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Kennedy Berg | 6531438 | 1 | 01/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christin R Bonomonte | 6525036 | 1 | 11/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Peckio | 7626343 | 1 | 11/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Allan Nordstrom | 6763119 | 1 | 11/06/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leasa Ann Elwood | 4371419 | 1 | 10/24/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Joseph Storiale | 7064561 | 2 | 09/26/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cody Smith | 7845389 | 1 | 09/23/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |