Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heather Leigh Tenney | 7609226 | 1 | 05/20/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin R Bukvic | 6152498 | 1 | 05/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacob Scott Sandala | 6194579 | 1 | 02/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Puja Sunil Aggarwal | 6411103 | 1 | 12/23/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nancy Lynn Cosgrove | 6525421 | 4 | 11/20/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik Sabastian Whelan | 7448401 | 1 | 09/12/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kali Michele Schulte | 6849662 | 1 | 08/21/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Eugene Darwin | 6468436 | 1 | 08/16/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Lee Jones | 7587312 | 2 | 06/18/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Leon Lemons | 6549172 | 1 | 04/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |