Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Salas | 6070617 | 1 | 02/01/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christina Lea Larsen | 5189257 | 2 | 12/16/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Robert Carace | 6382360 | 1 | 11/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Hans Nicklaus Egenes | 7155166 | 1 | 11/21/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Catherine Mary Blyden | 6674009 | 1 | 10/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alethea Beth Fifield | 5340249 | 1 | 10/21/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Roderick Reynold Davidson | 6579290 | 1 | 10/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Samuel Boos Hudson | 6560144 | 1 | 10/11/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard David Anniballi | 7672605 | 1 | 08/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Aramini | 6756678 | 1 | 06/10/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |