Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Travis Bell | 3120652 | 1 | 03/04/2008 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Eric Lee Diamond | 1602991 | 3 | 01/17/2008 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Sheila Barrientos Tondre | 3220050 | 1 | 10/09/2007 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Travis William Stewart | 3140391 | 2 | 09/11/2007 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Samantha Marie Elwood | 4755821 | 1 | 03/15/2007 | Customer Dispute | Closed-No Action | $6,085.63 | $0.00 | See FINRA Report |
| Michael Lee Smelser | 3125398 | 1 | 01/07/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Foley | 2686329 | 1 | 08/21/2006 | Customer Dispute | Closed-No Action | $50,000.00 | $0.00 | See FINRA Report |
| Alexander Nicholas Caches | 2192671 | 1 | 04/07/2005 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| David Mark Smith | 2298705 | 3 | 01/09/2004 | Customer Dispute | Closed-No Action | $8,280.28 | $0.00 | See FINRA Report |
| Thomas Alexander Scarbrough | 2700152 | 3 | 10/20/2003 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |