Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Alan Bender | 1083236 | 13 | 02/17/2005 | Customer Dispute | Denied | $58,000.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 05/08/2003 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| Kamyar Kashfi | 2697261 | 1 | 02/06/2003 | Customer Dispute | Denied | $23,888.00 | $0.00 | See FINRA Report |
| Peter Edward Cunningham | 2400211 | 9 | 12/23/2002 | Customer Dispute | Denied | $12,384.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/25/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/03/2002 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Monte Traficante | 1277462 | 2 | 02/14/2002 | Customer Dispute | Denied | $97,845.00 | $0.00 | See FINRA Report |
| Peter Edward Cunningham | 2400211 | 9 | 12/18/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Alan Bender | 1083236 | 13 | 09/28/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Alan Bender | 1083236 | 13 | 09/25/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |