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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 44 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Peter Edward Cunningham2400211901/17/2012Customer DisputeSettled$218,381.00$0.00See FINRA Report
Gustav Maris Langford2941330111/19/2010Customer DisputeSettled$11,383.20$0.00See FINRA Report
Peter Edward Cunningham2400211907/15/2010Customer DisputeClosed-No Action$10,000.00$0.00See FINRA Report
Mario Guiseppe Didomenico1827168403/03/2009Customer DisputeSettled$142,097.00$0.00See FINRA Report
Bradley W Poock2262554201/20/2009Customer DisputeDenied$7,024.00$0.00See FINRA Report
Gary Jason Gonzalez4255202308/13/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Bradley W Poock2262554209/08/2006RegulatoryFinal$0.00$0.00See FINRA Report
David Alan Bender10832361305/12/2006RegulatoryFinal$0.00$0.00See FINRA Report
Mario Guiseppe Didomenico1827168412/15/2005Customer DisputeSettled$905,000.00$0.00See FINRA Report
Peter Edward Cunningham2400211905/02/2005Customer DisputeSettled$120,000.00$0.00See FINRA Report

44 Results

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