Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Stephen Holt | 1943440 | 3 | 09/24/2021 | Customer Dispute | Settled | $35,612.00 | $0.00 | See FINRA Report |
| Brian John Grumbach | 2834637 | 1 | 04/27/2021 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Charles Stephen Holt | 1943440 | 3 | 03/16/2020 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Kevin Michael Cuff | 3274631 | 1 | 04/02/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Charles Stephen Holt | 1943440 | 3 | 05/25/1995 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |